Regulator Reporting Senior Consultant

Deloitte LLP
Alabama
Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Senior Consultant, you will have the ability to share new ideas and collaborate on projects as a consultant without the extensive demands of travel. If so, consider an opportunity with Deloitte under our Project Delivery Talent Model. Project Delivery Model (PDM) is a talent model that is tailored specifically for long-term, onsite client service delivery.

Recruiting for this role ends on Thursday, December 31 st 2026.

Work you'll do/Responsibilities
  • The Regulatory Reporting Specialist is responsible for overseeing the preparation, review, and submission of regulatory reports within the defined scope of 40 Act and non-40 Act funds in the investment management space. This role ensures regulatory compliance, accuracy, and timeliness of all filings, while maintaining strong process governance, documentation standards, and control frameworks across various regulators such as SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the specific responsibilities for this role:
    • Manage end-to-end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
    • Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
    • Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
    • Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
    • Support regulatory exams, internal audits, and ad hoc data requests related to fund regulatory reporting.
    • Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
    • Ensure appropriate knowledge transfer, cross training, and coverage to mitigate key person risk across regulatory reporting processes.
The successful candidate would possess these skills:
  • Ability to work independently and collaborate as part of a team
  • Effective written and verbal communication skills
  • Meticulous attention to detail and quality of work product
  • Ability to build and sustain professional relationships
  • Ability to lead projects or workstreams
  • Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
  • Strong interpersonal skills and professional demeanor
  • Ability to meet deadlines
  • Ability to provide clear guidance to others
The Team

Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform their organization. Join our team and use advanced data, AI, and emerging technologies with industry insights to help clients bring clarity from complexity and accelerate their path to value creation.

Our Regulatory, Risk, & Forensic Operate offering support to clients by delivering Operate services spanning the Regulatory, Risk & Forensic portfolio. We "embed continuous advantage" through domain, industry, technology and transformation skills to perform client business functions that manage risk and deliver value-added outcomes, all while driving predictable long-term revenue, profitability, and growth.

Qualifications

Required
  • Manage end-to-end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
  • Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
  • Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
  • Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
  • Support regulatory exams, internal audits, and ad hoc data requests related to fund regulatory reporting.
  • Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
  • Ensure appropriate knowledge transfer, cross training, and coverage to mitigate key person risk across regulatory reporting processes.
  • Limited immigration sponsorship may be available.
  • Ability to travel 10%, on average, based on the work you do and the clients and industries/sectors you serve.
  • Bachelor's degree, preferably in Computer Science, Information Technology, Computer Engineering, or related IT discipline; or equivalent experience.
The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $118,000 to $130,000.

You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.
Posted 2026-07-18

Recommended Jobs

Construction Laborer

Blue Streak LLC 1
Mobile, AL

Job description: The Skilled Laborer is responsible for performing general labor tasks associated with the underground construction/update of Fiber Optic systems. Full Job Description: · Load…

View Details
Posted 2025-12-01

Sr. Windows Admin with Physical Security Systems & Data Connectivity

Innovative Technology Company focused on Essential Industry Customers
Madison, AL

Job Description Job Description Unique Alabama Based Firm Catering to Essential Industries, Very Stable, Heavy Growth Potential. History of Internal Promotions, Unique Market Niche Industry …

View Details
Posted 2026-06-30

Truck Driver Class A Weekly Home Time 1500weekly Regional

Class A Recruiting Inc.
Mobile, AL

Job Description Job Description Summary Report. Class A Recruiting/Overhaul Carriers Ltd. , Class A truck drivers apply; home weekly, consistent miles and competitive pay. Experience Dri…

View Details
Posted 2026-07-11

Front Office / Scheduler

Alexander's Martial Arts
Madison, AL

Job Description Job Description Alexander's Martial Arts is a small business in Madison, AL. We are professional, customer-centric, fast-paced and our goal is to make a positive impact in our com…

View Details
Posted 2026-07-17

Laundry Attendant

Hampton Inn Foley, AL
Foley, AL

Job Description Job Description The Laundry Attendant is primarily responsible for performing tasks such as washing, drying, and folding linens according to company quality standards. An attendan…

View Details
Posted 2026-05-06

Restaurant General Manager Family Dining

Martin Recruiting Partners
Decatur, AL

Job Description Job Description Our team is interviewing to fill open family dining Restaurant General Manager and Assistant Manager positions in the Decatur, Alabama area. Our Family …

View Details
Posted 2026-07-17

Industrial Electrician

Premier Tech
Montgomery, AL

Are you looking for a position in which you will be able to share and expand your electrical skills? We are seeking a team member   who can adapt their abilities to different technical challenges and…

View Details
Posted 2026-06-10

Service Advisor (Chattanooga)

Long of Chattanooga AutoMall
Fort Payne, AL

Responsibilities * Greets customers promptly * Obtains customer and vehicle information * Clearly reports all vehicle symptoms as described by the customer * Determines and recommends neede…

View Details
Posted 2025-08-12

Class A CDL/No Experience Required, START ASAP

H&H Recruiting
Hope Hull, AL

Job Description Job Description Hiring Class A Truck Drivers Offering: •$1400 Average Weekly Pay • Run East of I-35/ 2 Weeks Out •Automatic Cascadias • Dry Van /No Touch • Paid $300 …

View Details
Posted 2026-05-27

Sales Representative and Field Trainer

Summit Business Group
Prattville, AL

Job Description Job Description Position: - Sales Representative and Field Trainer About Us: We are looking for current or former athletes with a competitive mindset. Summit Insurance is …

View Details
Posted 2026-07-17