Specialist, Risk and Compliance Services (Personal Consultation)
- Review and process independence, conflicts, and compliance matters in accordance with established policies, procedures, and service-level expectations
- Maintain case records, supporting documentation, and audit trails within designated workflow and case management tools
- Analyze submitted information, identify missing or inconsistent data, and follow up with stakeholders to resolve open items
- Prepare recurring and ad hoc reports, status updates, and documentation for leadership and business stakeholders
- Support process improvement efforts by identifying trends, documenting issues, and escalating risks in a timely manner
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
- 3+ years of experience supporting risk management, compliance, independence, conflicts, or regulatory processes
- Bachelor's degree (preferably in Accounting, Finance or Business Administration)
- Experience reviewing, documenting, and resolving cases, requests, or exceptions in a workflow, ticketing, or case management environment
- Experience applying policies, procedures, or regulatory requirements in a professional services or corporate environment
- Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve.
- Must be legally authorized to work in the United States without the need for employer sponsorship, now or at any time in the future.
- Experience supporting independence or conflicts processes
- Experience in a professional services environment
- Experience with data quality review, issue tracking, or process documentation
- Experience using workflow, reporting, or case management tools
- Experience using Microsoft Excel, Word, and PowerPoint to prepare documentation, reports, or status updates
Recommended Jobs
General Neurosurgeon
Job Description Job Description Title: General Neurosurgeon Status: Full-Time, Regular Location: Dothan, Alabama Bonus: $100K signing bonus Salary: Salary to be discussed by Bryan…
Staff Accountant
Job Description Job Description The Staff Pad has partnered with a healthcare organization in Russellville, Alabama seeking a detail-oriented and driven Staff Accountant to join their finance tea…
Utility Staff
Job Description Job Description Description: Position Summary: The utility associate performs a variety of tasks in the food and beverage department including but not limited to dishwashing, …
Guest Services Manager
Job Description Job Description Benefits: ~ Health insurance ~ Paid time off ~ Vision insurance ~401(k) ~ Dental insurance ~ Employee discounts Company Overview We provide the …
Kitchen Supervisor | Full Time | $16.25
Job Description Job Description Kitchen Supervisor | Full-Time Pay: $16.25 negotiable based on prior experience Renaissance Montgomery Hotel & Spa at the Convention Center We are seeking a d…
Pest Control Technician
No previous experience required! We will train you! Pay Structure: Salary + Production Base pay $18-$22/hr based on experience and certifications Typical earning potential of $40-$55k+ once …
Machine Operator (Direct Hire $20/Hour)
Job Title: Machine Operator Job Description This role operates specialized production machines to cut materials into precise sizes and shapes according to customer orders. The Machine Operator …
Millwright
The Opportunity: Working as a Millwright , you know the ins and outs of keeping industrial production machinery up and running. You have a natural ability to troubleshoot, diagnose, an…
Gym Manager
Job Description Job Description Gym Manager (Boutique Fitness) Mountain Brook, AL Overview We are a faith-driven fitness brand that seeks to change lives through fitness, relationships, a…
Quality Engineer
Job Description Job Description Description: Develop exception handling procedures, handling standards, and prevent recurrence. Issue an abnormal contact form/shutdown disposal form for the…