Specialist, Risk and Compliance Services (Onboarding)
- Review and process independence, conflicts, and compliance matters in accordance with established policies, procedures, and service-level expectations
- Maintain case records, supporting documentation, and audit trails within designated workflow and case management tools
- Analyze submitted information, identify missing or inconsistent data, and follow up with stakeholders to resolve open items
- Prepare recurring and ad hoc reports, status updates, and documentation for leadership and business stakeholders
- Support process improvement efforts by identifying trends, documenting issues, and escalating risks in a timely manner
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
- 3+ years of experience supporting risk management, compliance, independence, conflicts, or regulatory processes
- Bachelor's degree (preferably in Accounting, Finance or Business Administration)
- Experience reviewing, documenting, and resolving cases, requests, or exceptions in a workflow, ticketing, or case management environment
- Experience applying policies, procedures, or regulatory requirements in a professional services or corporate environment
- Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve.
- Must be legally authorized to work in the United States without the need for employer sponsorship, now or at any time in the future.
- Experience supporting independence or conflicts processes
- Experience in a professional services environment
- Experience with data quality review, issue tracking, or process documentation
- Experience using workflow, reporting, or case management tools
- Experience using Microsoft Excel, Word, and PowerPoint to prepare documentation, reports, or status updates
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